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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
| WY | RA | APPROVED | 2024-11-14 |
Branch Locations
3209 W. Main Street, Rapid City, SD 57702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2014 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Rapid City | SD | 03/2017 | 02/2019 |
| Pruco Securities, Llc. | Rapid City | SD | 02/2019 | 11/2024 |
| Prudential Insurance Company Of America | Rapid City | SD | 03/2019 | Present |
| Lpl Enterprise, Llc | Rapid City | SD | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-09 |
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