Helen Draper

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-01-19

CA RA
APPROVED

Since 2024-01-19

Branch Locations

3650 Mt. Diablo Blvd. Suite 104, Lafayette, CA 94549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stark Miller Financial Benefits Group	Lafayette	CA	11/2014	Present
Woodbury Financial Services Inc	Lafayette	CA	04/2018	01/2024
Osaic Wealth, Inc.	Lafayette	CA	01/2024	Present

11/2014 → Present

Stark Miller Financial Benefits Group

Lafayette, CA
04/2018 → 01/2024

Woodbury Financial Services Inc

Lafayette, CA
01/2024 → Present

Osaic Wealth, Inc.

Lafayette, CA

Previous Registrations

2019-02-13 → 2024-01-19

Woodbury Financial Services, Inc.

Lafayette, CA

Other Businesses

1. BAMCOFINACNCIAL AND INSURANCE SERVICES INC POSITION: Director of Operations NATURE: C Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 11/10/2015 ADDRESS: 3650 Mt. Diablo Blvd Suite 104, Lafayette CA 94549, United States DESCRIPTION: Office services

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-07

S66 Uniform Combined State Law Examination

2019-02-07

View on SEC IAPD