Blake Lee Harper

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  The Rock Financial Group
  Lafayette, LA
• 05/2018 → 06/2023
  Royal Alliance
  Lafayette, LA
• 06/2023 → Present
  Osaic Wealth, Inc.
  Lafayette, LA

Other Businesses

1. THE ROCK FINANCIAL GROUP POSITION: Assistant Manager to David Mire NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 72 START DATE: 11/14/2014 ADDRESS: 106 Sears Drive, Lafayette LA 70503, United States DESCRIPTION: Administrative/Junior Broker duties 2. ROCK PRIVATE WEALTH MANAGEMENT, LLC POSITION: Owner/Financial Advisor NATURE: LLC taxed as a partnership in which I am holding myself out to solicit securities. The marketing name and materials have been submitted to compliance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 03/31/2025 ADDRESS: 106 Sears Dr, Lafayette LA 70503, United States DESCRIPTION: Currently holding myself out as ROCK Private Wealth Management, LLC. Owner/Financial Advisor 3. ROCK PRIVATE WEALTH MANAGEMENT, LLC POSITION: Owner/Insurance Rep NATURE: LLC taxed as a partnership in which I am holding myself out to solicit securities. The marketing name and materials have been submitted to compliance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 03/31/2025 ADDRESS: 106 Sears Dr, Lafayette LA 70503, United States DESCRIPTION: Currently holding myself out as ROCK Private Wealth Management, LLC. This OBA is specific to my insurance related duties, in which I make suitable recommendations in the best interest of my clients, so they may consider implementing different types of insurance within the portfolio in an attempt to mitigate risk. 4. THE ROCK FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 72 START DATE: 11/14/2014 ADDRESS: 106 Sears Dr, Lafayette LA 70503, United States DESCRIPTION: Registered Rep duties on behalf of David Mire for his clients. 5. ADVSR WEALTH MANAGEMENT, LLC POSITION: Owner NATURE: LLC S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2019 ADDRESS: 106 Sears Dr, Lafayette LA 70503, United States DESCRIPTION: This entity is solely used as a tax pass through entity for which my income from securities and insurance flow to. I do not hold myself out to the public under this DBA.

Exams

• S66 Uniform Combined State Law Examination
  2019-10-14

Designations

• Chartered Financial Consultant