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Michael Christopher King

Neuberger Berman Bd LLC

Port Monmouth, NJ

New York, NY

CRD 6421005

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-09
  • NY RA
    APPROVED
    Since 2025-04-09

Branch Locations

Port Monmouth, NJ • United States

1290 Avenue Of The Americas, New York, NY 10104 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 02/2015 05/2017
Ubs Financial Services Inc. Weehawken NJ 05/2017 11/2018
Ubs Financial Services Inc. Weehawken NJ 11/2018 09/2021
M&T Bank New York NY 09/2021 03/2025
Lpl Financial, Llc New York NY 10/2021 03/2025
Neuberger Berman New York NY 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-13
S63 Uniform Securities Agent State Law Examination 2020-12-05
  • S65 Uniform Investment Adviser Law Examination
    2021-02-13
  • S63 Uniform Securities Agent State Law Examination
    2020-12-05
Other Names
  • Michael Christopher King
  • Michael King

View on SEC IAPD

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