Noah Allan Brown

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-08-04
TX	RA	APPROVED	2026-08-04

IA RA
APPROVED

Since 2026-08-04
TX RA
APPROVED

Since 2026-08-04

Branch Locations

816 Tower Park Drive, Waterloo, IA 50701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Resource Advisors, Llc	Waterloo	IA	07/2024	Present
Cetera Advisors Llc	St Cloud	MN	07/2024	08/2026
The Commons Church, Inc.	East Lansing	MI	05/2019	07/2024
Gilbert & Cook, Inc.	West Des Moines	IA	07/2017	05/2019
Principal Global Investors	Des Moines	IA	05/2015	07/2017
Cetera Investment Advisers Llc	Schaumburg	IL	02/2025	08/2026
Lpl Financial, Llc	Waterloo	IA	08/2026	Present

07/2024 → Present

Financial Resource Advisors, Llc

Waterloo, IA
07/2024 → 08/2026

Cetera Advisors Llc

St Cloud, MN
05/2019 → 07/2024

The Commons Church, Inc.

East Lansing, MI
07/2017 → 05/2019

Gilbert & Cook, Inc.

West Des Moines, IA
05/2015 → 07/2017

Principal Global Investors

Des Moines, IA
02/2025 → 08/2026

Cetera Investment Advisers Llc

Schaumburg, IL
08/2026 → Present

Lpl Financial, Llc

Waterloo, IA

Previous Registrations

2025-02-18 → 2026-08-06

Cetera Investment Advisers Llc

Waterloo, IA

Other Businesses

1. 07/2026 - Financial Resource Advisors, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/4/2026

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-09-20

S63 Uniform Securities Agent State Law Examination

2024-09-20

Designations

Other Names

Noah Brown

View on SEC IAPD