Stephanie Denise Ellis

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Valic Financial Advisors, Inc.
  Houston, TX
• 02/2012 → Present
  Self Employed - Platinum Solutions
  Houston, TX
• 12/2022 → Present
  Agia
  Houston, TX
• 12/2011 → Present
  Avon
  Humble, TX
• 12/2001 → Present
  Platinum Solutions
  Humble, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products AVON POSITION: Avon Consultant NATURE: Avon is a direct sales company. It involves selling Avon products via website or brochure. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2011 ADDRESS: 20507 FREEDOM RIVER DRIVE, HUMBLE TX 77338, United States DESCRIPTION: Avon is a direct sales company. It involves selling Avon products via website or brochure. PLATINUM SOLUTIONS POSITION: Owner, Loan Consultant NATURE: COUNSEL & ASSIST SMALL BUSINESS OWNERS IN A NON-LENDING CAPACITY ON BUSINESS PLANNING; HELP SMALLBUSINESS OWNERS PREPARE TO PRESENT A BUSINESS LOAN APPLICATION FOR A LENDING INSTITUTION. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2001 ADDRESS: 20507 Freedom River Drive, Humble TX 77338, United States DESCRIPTION: AS A SOLE PROPRIETOR, DIRECT AND PERFORM ACTIVITIES TO COUNSEL & ASSIST SMALL BUSINESS OWNERS IN A NON-LENDING CAPACITY ON BUSINESS PLANNING; HELP SMALLBUSINESS OWNERS PREPARE TO PRESENT A BUSINESS LOAN APPLICATION FOR A LENDING INSTITUTION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-28
• S63 Uniform Securities Agent State Law Examination
  2015-01-30