Swapna R Patra

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 09/2018
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Westport, CT
• 10/2017 → 09/2018
  Bank Of America, N.A.
  Westport, CT
• 03/2019 → 03/2022
  Mml Investor Services, Llc
  Elmsford, NY
• 08/2016 → 10/2017
  Unemployed
  Newtown, CT
• 09/2018 → 02/2019
  Unemployed
  Newtown, CT
• 03/2022 → 02/2023
  Symbridge Llc
  Greenwhich, CT
• 09/2024 → Present
  Fidelity Investments
  Merrimack, NH
• 03/2023 → 08/2024
  Unemployed
  Newtown, CT

Previous Registrations

• 2019-08-19 → 2022-03-25
  Mml Investors Services, Llc
  Elmsford, NY
• 2018-05-25 → 2018-09-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fairfield, CT

Other Businesses

OBA-127018|OrgNmn:AA Action LLC|Org Addr:Katy,Texas,US|OBA Nature:Tour packages and Indian han|Invst Rel:N|Title:Independent Contractor|Duties:Business development for Travel services and Handicrafts of India|StrtDt:03-01-26|TotHrs/mon:10|TrdHrs/mon:0|OBA-132300|OrgNmn:Syndevo LLC|Org Addr:Newtown,Connecticu,US|OBA Nature:buy/sell residential and comme|Invst Rel:Y|Title:none|Duties:none|StrtDt:07-23-26|TotHrs/mon:0.01|TrdHrs/mon:0|

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-12-11
• S65 Uniform Investment Adviser Law Examination
  2018-05-24

Other Names

• Swapna Patra
• Swapna R Patra