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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-10 |
Branch Locations
242 W Sunset Rd # 101, San Antonio, TX 78209-2607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ac Financial | San Antonio | TX | 11/2014 | Present |
| Anarte Gallery | San Antonio | TX | 09/2013 | Present |
| Lpl Financial, Llc | San Antonio | TX | 11/2014 | Present |
1. 10/12/2017 - AC FINANCIAL INVESTMENT & WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ Investment Related - At Reported Business Location(s) - 160 Hours per Month/ 7 Hours During Trading 2. 10/12/2017 - AC FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ Investment Related - At Reported Business Location(s) - 160 Hours per Month/ 7 Hours During Trading 3. 10/12/2017 - ANARTE GALLERY/ OUTSIDE, W-2 EMPLOYMENT- Not Investment Related - San Antonio, TX - Started 10/2013 - 10 Hours Per Month/ 0 Hours During Trading 4. 10/12/2017 - TEXAS NOTARY/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ Not Investment Related - At Reported Business Location(s) - Start Date 05/24/2016 - 0 Hours Per Month/ During Trading 5. 10/12/2017 - Falconvest Finacial Service - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 160 Hours per Month/ 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-08 |
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