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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-01-11 |
| NJ | RA | APPROVED | 2020-09-15 |
| TX | RA | APPROVED_RES | 2020-05-28 |
| CO | RA | APPROVED | 2017-06-06 |
Branch Locations
630 Davis Drive Suite 128, Morrisville, NC 27560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 11/2014 | Present |
| Wfgia | Greenwood Village | CO | 05/2013 | Present |
| Clickfox, Inc | Denver | CO | 04/2015 | 10/2019 |
| Change Healthcare Inc. | Nashville | TN | 11/2019 | 04/2023 |
| Chundi Financial Services, Llc. | Chapel Hill | NC | 05/2021 | Present |
| Optum Services Inc. Operating As Optum | Minnetonka | MN | 04/2023 | 05/2024 |
| Insight Global Llc | Atlanta | GA | 07/2024 | 09/2024 |
| Orange Water And Sewer Authority | Carrboro | NC | 03/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. CHUNDI FINANCIAL SERVICES, LLC.|NOT INVESTMENT RELATED|CHAPEL HILL, NC 27516|WFGIA RELATED ACTIVITIES|SOLE PROPRIETOR|05.07.21|10 HRS A MONTH|0 HR DURING SECURITIES TRADING|PROSPECTING, CONTACTING, AND CONDUCTING INSURANCE NEED ANALYSIS. ORANGE WATER AND SEWER AUTHORITY POSITION: Database Administrator NATURE: Provide water and sewer services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 03/25/2025 ADDRESS: 400 JONES FERRY ROAD, CARRBORO NC 27510, United States DESCRIPTION: Maintenance of database systems that support the business operations of the entity. Software development and data analysis for business reporting and improving operations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-31 |
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