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Brian Christopher Guild

Bankers Life Advisory Services, Inc.

Charlotte, NC

Chicago, IL

CRD 6419929

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Employer firm

Bankers Life Advisory Services, Inc. CRD 281285

$2.49B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-04-22
NC RA APPROVED 2016-11-22
  • IN RA
    APPROVED
    Since 2025-04-22
  • NC RA
    APPROVED
    Since 2016-11-22

Branch Locations

10706 Sikes Place Ste 300, Charlotte, NC 28277 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc Charlotte NC 03/2008 Present
Bankers Life Securities, Inc. Charlotte NC 05/2016 Present
Bankers Life Advisory Services, Inc Charlotte NC 05/2016 Present
  • 03/2008 → Present
    Bankers Life & Casualty, Inc
    Charlotte, NC
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Charlotte, NC
  • 05/2016 → Present
    Charlotte, NC
Previous Registrations
  • 2015-06-24 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Charlotte, NC
    Birmingham, AL
Other Businesses

BANKERS LIFE & CASUALTY, INC POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 160 START DATE: 03/24/2008 ADDRESS: 10706 Sikes Place, Suite 300, Charlotte NC 28208, United States DESCRIPTION: NON VARIABLE INSURANCE PRODUCT SALES AND SERVICE. BGUILD FINANCIAL POSITION: President NATURE: LLC facilitating income flow. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2018 ADDRESS: 2516 Alyssa Ln, Charotte NC 28208, United States DESCRIPTION: I write paychecks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-06
  • S66 Uniform Combined State Law Examination
    2015-06-06
Other Names
  • Brian Guild

View on SEC IAPD

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