David M Fazendeiro

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-04-09
FL	RA	APPROVED	2025-03-06
NJ	RA	APPROVED	2025-03-06

TN RA
APPROVED

Since 2025-04-09
FL RA
APPROVED

Since 2025-03-06
NJ RA
APPROVED

Since 2025-03-06

Branch Locations

250 Washington St Ste A9, Toms River, NJ 08753 • United States

2550 Meridian Blvd Ste 200 Rm 242, Franklin, TN 37067 • United States

200 Sheffield St Ste 310, Mountainside, NJ 07092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Investment Center Inc	Mountainside	NJ	11/2014	03/2025
Ic Advisory Services Inc	Mountainside	NJ	04/2018	03/2025
Lpl Financial Llc	Mountainside	NJ	03/2025	Present

11/2014 → 03/2025

The Investment Center Inc

Mountainside, NJ
04/2018 → 03/2025

Ic Advisory Services Inc

Mountainside, NJ
03/2025 → Present

Lpl Financial Llc

Mountainside, NJ

Previous Registrations

2018-04-23 → 2025-03-06

Ic Advisory Services, Inc.

Bedminster, NJ

Mountainside, NJ

Other Businesses

1. David Fazendeiro-Sole Producer- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/21/2019- 20 Hours Per Month 2. ClearFocus- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/21/2019- 240 Hour Per Month- 6 Hours During Trading 3. ClearFocus Holdings, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 07/29/2020- 1 Hour Per Month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-16

S66 Uniform Combined State Law Examination

2018-04-16

View on SEC IAPD