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Brett Cole Hudson

LPl Financial LLC

Sedalia, MO

CRD 6419568

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-02-14
TX RA APPROVED 2018-02-14
  • MO RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED
    Since 2018-02-14

Branch Locations

403 W Broadway Blvd, Sedalia, MO 65301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Bank Camdenton MO 12/2014 Present
Invest Financial Corp Tampa FL 02/2015 Present
Lpl Financial Llc Sedalia MO 02/2018 Present
  • 12/2014 → Present
    Central Bank
    Camdenton, MO
  • 02/2015 → Present
    Invest Financial Corp
    Tampa, FL
  • 02/2018 → Present
    Sedalia, MO
Previous Registrations
  • 2015-03-31 → 2018-02-20
    Invest Financial Corporation
    Camdenton, MO
    Jefferson City, MO
    Laurie, MO
    Appleton, WI
    Sedalia, MO
Other Businesses

1. 02/14/2018 - CENTRAL INVESTMENT ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - Investor Services Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 7/6/15.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-26
  • S66 Uniform Combined State Law Examination
    2015-03-26

View on SEC IAPD

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