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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-21
MN RA APPROVED 2021-04-07
  • TX RA
    APPROVED_RES
    Since 2021-06-21
  • MN RA
    APPROVED
    Since 2021-04-07

Branch Locations

2535 27Th Ave S, Minneapolis, MN 55406 • United States

14300 Nicollet Ct, Burnsville, MN 55306 • United States

17533 Cedar Ave, Lakeville, MN 55044 • United States

605 Boone Ave N, Golden Valley, MN 55427 • United States

2817 Lyndale Ave S, Minneapolis, MN 55408 • United States

6303 Central Ave Ne, Fridley, MN 55432 • United States

7851 Elm Creek Blvd, Maple Grove, MN 55369 • United States

3420 Division St St, St Cloud, MN 56301 • United States

4290 Dean Lake Blvd, Shakopee, MN 55379 • United States

7860 32Nd Ave N, Oakdale, MN 55128 • United States

14115 James Rd Ste 300, Rogers, MN 55374 • United States

2150 Lexington Ave N, Roseville, MN 55113 • United States

3990 Main Street Nw, Coon Rapids, MN 55448 • United States

7905 Great Plains Blvd, Chanhassen, MN 55317 • United States

11866 Aberdeen St, Blaine, MN 55434 • United States

757 Cleveland Ave S, St Paul, MN 55116 • United States

2772 East 82Nd Street, Bloomington, MN 55425 • United States

5703 100Th Avenue N, Brooklyn Park, MN 55443 • United States

1400 Riverwood Dr, Burnsville, MN 55337 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc Austin TX 04/2016 01/2018
Ascendant Alternative Strategies New York NY 03/2018 06/2018
Alorica Fresno CA 07/2018 08/2018
Lpl Financial Llc Fresno CA 09/2018 02/2020
Cuna Brokerage Services, Inc. Waverly IA 03/2020 03/2021
Cuna Mutual Group Waverly IA 03/2020 03/2021
Lpl Financial Llc St Paul MN 04/2021 Present
Truestone Financial Credit Union St Paul MN 04/2021 Present
  • 04/2016 → 01/2018
    Kestra Financial Services, Inc
    Austin, TX
  • 03/2018 → 06/2018
    Ascendant Alternative Strategies
    New York, NY
  • 07/2018 → 08/2018
    Alorica
    Fresno, CA
  • 09/2018 → 02/2020
    Fresno, CA
  • 03/2020 → 03/2021
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 03/2020 → 03/2021
    Cuna Mutual Group
    Waverly, IA
  • 04/2021 → Present
    St Paul, MN
  • 04/2021 → Present
    Truestone Financial Credit Union
    St Paul, MN
Previous Registrations
  • 2020-03-13 → 2021-03-31
    Cuna Brokerage Services, Inc.
    Fridley, MN
  • 2018-09-10 → 2020-02-27
    Fresno, CA
    Fresno, CA
    Hanford, CA
    Madera, CA
    Oakhurst, CA
    Fresno, CA
    Clovis, CA
    Fresno, CA
  • 2016-04-19 → 2018-01-22
    Austin, TX
  • 2015-10-16 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
  • 2015-01-26 → 2015-07-30
    Austin, TX
    St Louis, MO
    Austin, TX
Other Businesses

1) 03/24/2022 - TruStone Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/23/2022 - 40 Hours Per Month/ 40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
  • S66 Uniform Combined State Law Examination
    2015-01-23
Other Names
  • Daniel Justin Guibert

View on SEC IAPD

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