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Sharon Kay Baggs

LPl Financial LLC

Clackamas, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-06-26
  • OR RA
    APPROVED
    Since 2026-06-26

Branch Locations

9200 Se Sunnybrook Blvd. #220, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Clackamas OR 11/2014 Present
  • 11/2014 → Present
    Lpl Financial
    Clackamas, OR
Other Businesses

1. 04/2026 - Seasons Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 100 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/30/2026 2. 04/2026 - Seasons Financial Group - Notary - Inv Related - 2 Hour(s)/Month - 1 Hour(s) During Trading - Clackamas, OR, 97015 - OBA Start Date: 02/02/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-15
  • S66 Uniform Combined State Law Examination
    2025-09-15

View on SEC IAPD

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