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Brandy Nicole Dyer Morris

Axos Invest, Inc

Omaha, NE

Las Vegas, NV

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Current Employers
Axos Invest, Inc

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-07-07
  • NE RA
    APPROVED
    Since 2023-07-07

Branch Locations

15950 West Dodge Road Ste 300, Omaha, NE 68118 • United States

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 11/2014 09/2019
Securities America, Inc. La Vista NE 09/2019 08/2021
Carson Group Omaha NE 08/2021 05/2023
Cetera Advisor Networks El Segundo CA 09/2021 05/2023
Edward Jones St Louis MO 05/2023 Present
Axos Clearing, Llc Omaha NE 07/2023 Present
  • 11/2014 → 09/2019
    Td Ameritrade
    Omaha, NE
  • 09/2019 → 08/2021
    Securities America, Inc.
    La Vista, NE
  • 08/2021 → 05/2023
    Carson Group
    Omaha, NE
  • 09/2021 → 05/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 05/2023 → Present
    Edward Jones
    St Louis, MO
  • 07/2023 → Present
    Axos Clearing, Llc
    Omaha, NE
Previous Registrations
  • 2023-05-22 → 2023-06-21
    Edward Jones
    St. Louis, MO
    Omaha, NE
  • 2022-12-12 → 2023-05-09
    Cwm, Llc
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-21
S63 Uniform Securities Agent State Law Examination 2015-01-02
  • S65 Uniform Investment Adviser Law Examination
    2022-11-21
  • S63 Uniform Securities Agent State Law Examination
    2015-01-02
Other Names
  • Brandy Nicole Dyer-Heisterkamp
  • Brandy Nicole Heisterkamp
  • Brandy Dyer-Morris
  • Brandy Nicole Dyer

View on SEC IAPD

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