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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-06
NY RA APPROVED 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

255 Woodcliff Drive Suite 1C, Fairport, NY 14450 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Rochester NY 11/2014 10/2021
City National Bank Rochester NY 10/2016 10/2021
Raymond James Financial Services, Inc. Fairport NY 10/2021 Present
Raymond James Financial Services Advisors, Inc. Fairport NY 10/2021 Present
Crux Wealth Advisors Pittsford NY 10/2021 02/2023
Previous Registrations
Other Businesses

(1)Name of Business: Edgcomb Advisors Address: 255 Woodcliff Dr., Suite 1-C, Fairport, NY, 14450, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 09/16/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Non-producing financial planner (2)Name of Business: Edge Wealth Advisors, Inc. Address: 122 Cobblecreek Rd., Victor, NY, 14564, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/10/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Normal financial planning activities - this is our S-corp. (3)Name of Business: Noble Wealth Partners Address: 255 Woodcliff Dr Ste 1C, Fairport, NY, 14450-4219, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 12/31/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-25
  • S66 Uniform Combined State Law Examination
    2016-01-25

View on SEC IAPD

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