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Monica Ann Hines

LPl Enterprise, LLC

Lyndhurst, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

5001 Mayfield Road Suite 215, Lyndhurst, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Mayfield Heights OH 11/2014 11/2024
Prudential Insurance Company Of America Mayfield Heights OH 11/2014 Present
E-Protocall / Mbh Global Communications Solon OH 03/2000 Present
Lpl Enterprise, Llc Lyndhurst OH 11/2024 Present
  • 11/2014 → 11/2024
    Pruco Securities, Llc.
    Mayfield Heights, OH
  • 11/2014 → Present
    Prudential Insurance Company Of America
    Mayfield Heights, OH
  • 03/2000 → Present
    E-Protocall / Mbh Global Communications
    Solon, OH
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Lyndhurst, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-05-25
S65 Uniform Investment Adviser Law Examination 2016-08-05
  • S63 Uniform Securities Agent State Law Examination
    2018-05-25
  • S65 Uniform Investment Adviser Law Examination
    2016-08-05
Other Names
  • Monica Ann Banks

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EAGLE STRATEGIES LLC
BISON WEALTH MANAGEMENT, LLC
STRAIT DIRECTION WEALTH MANAGEMENT
EDWARD JONES
ULTRA ADVISORS LLC
SILVER OAK SECURITIES, INCORPORATED
U.S. BANCORP ADVISORS, LLC

Other Investors

CHAD OLU FIELDS
GLENN D HOEHNEN
MICHAEL SCOTT KILGORE
ALEXANDER YUROVITSKY
REGINA MAE RYAN
DAVID MICHAEL YORMICK
GARY EVAN FRIEDMAN
Douglas Michael Bunker

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Lyndhurst, OH
EAGLE STRATEGIES LLC · LYNDHURST, OH
EAGLE STRATEGIES LLC · LYNDHURST, OH
BISON WEALTH MANAGEMENT, LLC · LYNDHURST, OH
STRAIT DIRECTION WEALTH MANAGEMENT · LYNDHURST, OH
EDWARD JONES · LYNDHURST, OH
ULTRA ADVISORS LLC · LYNDHURST, OH
SILVER OAK SECURITIES, INCORPORATED · Beachwood, OH

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