Mary Anne Chiu

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 03/2019
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 03/2019 → Present
  Rbc Capital Markets, Llc
  Minneapolis, MN

Other Businesses

(1) Name of Entity - Soul Cycle Address - 9465 Wilshire Blvd. Beverly Hills, CA 90212 Business Description - Cycling/fitness studio Business is not investment related Projected Start Date: 01/07/2019 Capacity: Employee Duties Performed: Front desk - checking riders in, adjusting bikes, helping instructors prep for class. Hours Devoted to this OBA Per Month: 15 Hours Devoted to this OBA during business hours: 0 (2) NAME OF ENTITY: Rental Property ADDRESS: 1227 Wynton Pl NE Washington District of Columbia 20017 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Aug 13, 2022 CAPACITY: Owner DUTIES: Owner of the condo HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (3) NAME OF ENTITY: Rental Property ADDRESS: 5982 Founders Hill Ct, Unit 202, Alexandria, Virginia 22310 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Aug 13, 2022 CAPACITY: Owner DUTIES: Property ownership (no management company used). HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

• S66 Uniform Combined State Law Examination
  2017-11-11

Other Names

• Mary Anne May Yee Domogan Chiu