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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-01
TX RA APPROVED 2022-05-31
  • FL RA
    APPROVED
    Since 2022-06-01
  • TX RA
    APPROVED
    Since 2022-05-31

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corp New York NY 05/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2017 07/2017
Wells Fargo Clearing Services, Llc New York NY 07/2017 05/2022
J.P. Morgan Securities Llc Palm Beach Gardens FL 05/2022 Present
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 05/2022 Present
Previous Registrations
Other Businesses

Effective 5/16/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-13
S63 Uniform Securities Agent State Law Examination 2015-08-29
  • S66 Uniform Combined State Law Examination
    2017-07-13
  • S63 Uniform Securities Agent State Law Examination
    2015-08-29
Other Names
  • Connor Michael Flannery
  • Connor Flannery

View on SEC IAPD

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