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Nathanael Albert Stewart

N.A.S. Capital LLC

Durham, NH

Portsmouth, NH

CRD 6418585

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Employer firm

N.a.s. Capital LLC CRD 297630

$20.7M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
N.A.S. Capital Llc

155 Fleet Street, Portsmouth, NH 03801 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2018-08-22
  • NH RA
    APPROVED
    Since 2018-08-22

Branch Locations

Durham, NH • United States

155 Fleet Street, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Opus Capital Group, Llc Cincinnati OH 08/2015 06/2018
N.A.S. Capital Llc Portsmouth NH 07/2018 Present
  • 08/2015 → 06/2018
    Opus Capital Group, Llc
    Cincinnati, OH
  • 07/2018 → Present
    N.A.S. Capital Llc
    Portsmouth, NH
Previous Registrations
  • 2015-11-17 → 2019-03-27
    Opus Capital Management
    Cincinnati, OH
  • 2015-05-06 → 2015-08-31
    N.A. Stewart Capital Management Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-23
  • S65 Uniform Investment Adviser Law Examination
    2014-12-23
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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