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Kristin Michelle Wint

Rbc Capital Markets, LLC

Cumming, GA

Alpharetta, GA

CRD 6418485

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-30
TX RA APPROVED_RES 2026-01-30
  • GA RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED_RES
    Since 2026-01-30

Branch Locations

Cumming, GA • United States

2300 Lakeview Pkwy Ste 400, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Atlanta GA 11/2014 01/2026
Rbc Capital Markets, Llc Alpharetta GA 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-01
  • S66 Uniform Combined State Law Examination
    2015-06-01
Other Names
  • Kristin Michelle Yelton

View on SEC IAPD

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