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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-31 |
| LA | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Shreveport | LA | 12/2002 | 03/2017 |
| Mml Investors Services, Llc | Noble | LA | 03/2017 | Present |
| Massmutual Life Insurance Co | Noble | LA | 07/2016 | Present |
NAME: BARBARA SEPULVADO INV REL: Y ADDR: 18200 HIGHWAY 191 NOBLE, LA 71462 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 06/2001 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: SELLING LIFE/ACCIDENT/HEALTH THROUGH BLUE CROSS BLUE SHIELD.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-05-08 |
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