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Barbara Darlene Sepulvado

Mml Investors Services, LLC

Noble, LA

CRD 3124743

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-31
LA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-31
  • LA RA
    APPROVED
    Since 2017-03-25

Branch Locations

18200 Highway 191, Noble, LA 71462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Shreveport LA 12/2002 03/2017
Mml Investors Services, Llc Noble LA 03/2017 Present
Massmutual Life Insurance Co Noble LA 07/2016 Present
  • 12/2002 → 03/2017
    Metlife Securities
    Shreveport, LA
  • 03/2017 → Present
    Noble, LA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Noble, LA
Previous Registrations
  • 2004-07-01 → 2017-03-25
    Msi Financial Services, Inc.
    Noble, LA
Other Businesses

NAME: BARBARA SEPULVADO INV REL: Y ADDR: 18200 HIGHWAY 191 NOBLE, LA 71462 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 06/2001 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: SELLING LIFE/ACCIDENT/HEALTH THROUGH BLUE CROSS BLUE SHIELD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-05-08
  • S63 Uniform Securities Agent State Law Examination
    2003-05-08
Other Names
  • Barbara Sepulvado
  • Barbara Gracie

View on SEC IAPD

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