John Patrick Dougherty

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-11-05

PA RA
APPROVED

Since 2025-11-05

Branch Locations

Holmes, PA • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corp	Radnor	PA	09/2016	05/2024
Lincoln Financial Distributors	Radnor	PA	03/2023	05/2024
Lincoln Financial Advisors	Radnor	PA	09/2016	05/2024
Thrivent Financial	Appleton	WI	10/2024	Present
Thrivent Investment Management Inc	Minneapolis	MN	10/2024	Present
Osaic Fa	Radnor	PA	05/2024	10/2024
Osaic Fs	Radnor	PA	05/2024	10/2024

09/2016 → 05/2024

Lincoln Financial Securities Corp

Radnor, PA
03/2023 → 05/2024

Lincoln Financial Distributors

Radnor, PA
09/2016 → 05/2024

Lincoln Financial Advisors

Radnor, PA
10/2024 → Present

Thrivent Financial

Appleton, WI
10/2024 → Present

Thrivent Investment Management Inc

Minneapolis, MN
05/2024 → 10/2024

Osaic Fa

Radnor, PA
05/2024 → 10/2024

Osaic Fs

Radnor, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-31
S63	Uniform Securities Agent State Law Examination	2015-02-26

S66 Uniform Combined State Law Examination

2025-10-31
S63 Uniform Securities Agent State Law Examination

2015-02-26

View on SEC IAPD