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Shad Earl Spurgin

Edelman Financial Engines

Fairfax , VA

Lapoint, UT

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-08-27
AZ RA APPROVED 2026-03-20
UT RA APPROVED 2026-03-12
TX RA APPROVED 2026-03-11
  • VA RA
    APPROVED
    Since 2026-08-27
  • AZ RA
    APPROVED
    Since 2026-03-20
  • UT RA
    APPROVED
    Since 2026-03-12
  • TX RA
    APPROVED
    Since 2026-03-11

Branch Locations

4000 Legato Road 8Th Floor , Fairfax , VA 22033 • United States

Lapoint, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 06/2015 09/2017
E*Trade Securities Llc Sandy UT 09/2017 12/2018
Td Ameritrade Southlake TX 07/2019 01/2020
Self Employed Aubrey TX 12/2018 07/2019
E*Trade Securities Llc Dallas TX 01/2020 09/2023
E*Trade Capital Management Llc Dallas TX 01/2020 09/2023
Morgan Stanley Sandy UT 01/2023 06/2025
Morgan Stanley Dallas TX 09/2023 09/2023
Morgan Stanley Dallas TX 09/2023 09/2023
Edelman Financial Engines Santa Clara CA 03/2026 Present
Fine Agency Saratoga Springs UT 10/2025 03/2026
Unemployed Saratoga Springs UT 06/2025 10/2025
  • 06/2015 → 09/2017
    E*Trade Securities Llc
    Sandy, UT
  • 09/2017 → 12/2018
    E*Trade Securities Llc
    Sandy, UT
  • 07/2019 → 01/2020
    Td Ameritrade
    Southlake, TX
  • 12/2018 → 07/2019
    Self Employed
    Aubrey, TX
  • 01/2020 → 09/2023
    E*Trade Securities Llc
    Dallas, TX
  • 01/2020 → 09/2023
    E*Trade Capital Management Llc
    Dallas, TX
  • 01/2023 → 06/2025
    Morgan Stanley
    Sandy, UT
  • 09/2023 → 09/2023
    Morgan Stanley
    Dallas, TX
  • 09/2023 → 09/2023
    Morgan Stanley
    Dallas, TX
  • 03/2026 → Present
    Edelman Financial Engines
    Santa Clara, CA
  • 10/2025 → 03/2026
    Fine Agency
    Saratoga Springs, UT
  • 06/2025 → 10/2025
    Unemployed
    Saratoga Springs, UT
Previous Registrations
  • 2023-09-05 → 2025-06-10
    Morgan Stanley
    Dallas, TX
    Sandy, UT
  • 2020-03-02 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Dallas, TX
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-28
S63 Uniform Securities Agent State Law Examination 2015-01-06
  • S66 Uniform Combined State Law Examination
    2020-02-28
  • S63 Uniform Securities Agent State Law Examination
    2015-01-06

View on SEC IAPD

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PALLADIUM WEALTH MANAGEMENT, LLC
PROFESSIONAL FINANCIAL SOLUTIONS, LLC
COMMONWEALTH ASSET MANAGEMENT GROUP LLC
EQUITY SERVICES, INC.
EAGLE STRATEGIES LLC

Other Investors

MICHAEL HUSTON TORREY
Patrizia Francesca Adriazola
Stephen Little
TANZIMA ASHRAFI
KAREN MAN TSANG
Andrew William Crowe
MICHAEL JOSEPH MCLENIGAN
ROBERT ESTEL COPELAND

Other Offices

ARKADIOS WEALTH ADVISORS · Fairfax, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · BURKE, VA
PALLADIUM WEALTH MANAGEMENT, LLC · BURKE, VA
PROFESSIONAL FINANCIAL SOLUTIONS, LLC · FAIRFAX, VA
COMMONWEALTH ASSET MANAGEMENT GROUP LLC · FAIRFAX, VA
EQUITY SERVICES, INC. · FAIRFAX, VA
EAGLE STRATEGIES LLC · BURKE, VA

More in Fairfax, VA

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