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Caleb Ficken

Thrivent Investment Management Inc.

Brownsboro, AL

Huntsville, AL

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-07-30
  • AL RA
    APPROVED
    Since 2021-07-30

Branch Locations

Brownsboro, AL • United States

7500 Memorial Pkwy Sw Ste 115M, Huntsville, AL 35802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Huntsville AL 12/2014 Present
Thrivent Financial Appleton WI 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-09
S63 Uniform Securities Agent State Law Examination 2015-06-15
  • S65 Uniform Investment Adviser Law Examination
    2021-07-09
  • S63 Uniform Securities Agent State Law Examination
    2015-06-15

View on SEC IAPD

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