Sujata Chakraborty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 12/2017
  M&T Securities
  Nottingham, MD
• 12/2017 → 01/2021
  Pnc Investments
  Nottingham, MD
• 01/2021 → 09/2022
  Self-Employed
  Lutherville Timonium, MD
• 09/2022 → Present
  Wilmington Advisors At M&T
  Nottingham, MD
• 09/2022 → Present
  Lpl Financial Llc
  Nottingham, MD

Previous Registrations

• 2017-12-19 → 2021-01-12
  Pnc Wealth Management Llc
  Baltimore, MD
  Perry Hall, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
• 2016-11-15 → 2017-12-13
  M&T Securities, Inc.
  Nottingham, MD
  Havre De Grace, MD
  Aberdeen, MD
  Elkton, MD
  Rising Sun, MD
  Edgewood, MD
  Baltimore, MD
  Nottingham, MD
  Timonium, MD

Other Businesses

1) 9/2022 -Wilmington Advisors@M&T - DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2016-11-14