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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance | Knoxville | TN | 05/2015 | 04/2017 |
| Nationwide Securities Llc | Columbus | OH | 02/2017 | 04/2017 |
| Truist | Knoxville | TN | 04/2017 | 05/2022 |
| Truist Investment Services | Knoxville | TN | 04/2017 | 05/2022 |
| Raymond James Financial Services, Inc | Knoxville | TN | 05/2022 | 08/2024 |
| Firstbank | Knoxville | TN | 05/2022 | 08/2024 |
| Firstbank Investment Partners | Memphis | TN | 05/2022 | 08/2024 |
| United Community Bank | Knoxville | TN | 09/2024 | Present |
| Lpl Financial | Knoxville | TN | 09/2024 | Present |
1- 10/2024 / United Community Advisory Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 10/2024 / United Community Bank / Financial Institution Duty / 160 hrs mth / 8 hrs during trading / Knoxville TN / Start date: 09/03/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-09 |
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