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Shawn Randy M Herring

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Coeur D'ALene, ID

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
ID RA APPROVED 2025-09-29
  • TX RA
    APPROVED
    Since 2025-11-03
  • ID RA
    APPROVED
    Since 2025-09-29

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1221 W Emma Ave, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coeur D Alene ID 06/2016 Present
Bank Of America Spokane WA 06/2016 05/2022
Nike Spokane WA 05/2018 05/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-27
  • S66 Uniform Combined State Law Examination
    2025-09-27
Other Names
  • Shawn Randy Herring
  • Shawn R Herring

View on SEC IAPD

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