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Bryan Atherton Greenleaf

Mml Investors Services, LLC

Holyoke, MA

Stafford Springs, CT

CRD 6417485

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-03-19
  • CT RA
    APPROVED
    Since 2024-03-19

Branch Locations

330 Whitney Avenue Suite 600, Holyoke, MA 01040 • United States

Stafford Springs, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New London CT 11/2014 09/2018
Massmutual Life Insurance Co Springfield MA 10/2018 05/2021
Mml Investors Services, Llc Springfield MA 10/2018 05/2021
St. Germain Investments Northampton MA 08/2021 03/2024
St. Germain Investment Management Northampton MA 08/2021 03/2024
St. Germain Securities, Inc. Northampton MA 08/2021 03/2024
Mml Investors Services, Llc Holyoke MA 03/2024 Present
Massmutual Life Insurance Co Holyoke MA 03/2024 Present
  • 11/2014 → 09/2018
    Ubs Financial Services Inc.
    New London, CT
  • 10/2018 → 05/2021
    Massmutual Life Insurance Co
    Springfield, MA
  • 10/2018 → 05/2021
    Mml Investors Services, Llc
    Springfield, MA
  • 08/2021 → 03/2024
    St. Germain Investments
    Northampton, MA
  • 08/2021 → 03/2024
    St. Germain Investment Management
    Northampton, MA
  • 08/2021 → 03/2024
    St. Germain Securities, Inc.
    Northampton, MA
  • 03/2024 → Present
    Mml Investors Services, Llc
    Holyoke, MA
  • 03/2024 → Present
    Massmutual Life Insurance Co
    Holyoke, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-29
  • S66 Uniform Combined State Law Examination
    2018-05-29
Other Names
  • Bryan Greenleaf
  • Bryan Atherton Greenleaf

View on SEC IAPD

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