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Donald Rice

Equitable Advisors, LLC

Delaware, OH

Worthington, OH

CRD 6417161

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-04
OH RA APPROVED 2022-06-14
  • TX RA
    APPROVED_RES
    Since 2025-08-04
  • OH RA
    APPROVED
    Since 2022-06-14

Branch Locations

Delaware, OH • United States

400 W. Wilson Bridge Rd. Suite 305, Worthington, OH 43085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2015 06/2020
Equitable Advisors, Llc New York NY 01/2015 Present
Other Businesses

1. Breckenridge Homes LLC, Owner/Member, Sparta, TN. Contributing funds from an inheritance. Compensation is based on profits from sale of homes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-06
S63 Uniform Securities Agent State Law Examination 2021-06-25
  • S65 Uniform Investment Adviser Law Examination
    2022-06-06
  • S63 Uniform Securities Agent State Law Examination
    2021-06-25
Other Names
  • Donald Rice

View on SEC IAPD

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