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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-05 |
| FL | RA | APPROVED | 2020-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 08/2015 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 08/2020 | Present |
I*,1730263 Entity Type, For Profit Name of OBA: Elmi GlobalAddress: Dallas,TX,75227Investment Related: NOPosition, Title, Association: Owner Employee Start Date:03/01/2024 No Hours: Weekly No Hours during trading: 0Duties: BBQ and hot sauce family businessI*2723265, Entity Type: Entity Charitable, Name of OBA: Plano International Festival, Address: Plano, Texas, 75075, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 08/08/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I volunteer by helping with vendor management for the festivals Children area and STEM activities.Cultural festival in Pano, TX geared toward families and kids. I*4782288 Entity Type: N/A Name of OBA: Rental Property - 01-Jul-26 - 1 Address: Dallas, Texas, 75227 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-12 |
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