Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-27
TX RA APPROVED 2023-11-21
  • FL RA
    APPROVED
    Since 2023-11-27
  • TX RA
    APPROVED
    Since 2023-11-21

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 05/2016 11/2023
Morgan Stanley Private Bank, N.A. New York NY 02/2019 11/2023
Jpmorgan Chase Bank, N.A. Miami FL 11/2023 Present
J.P. Morgan Securities Llc Miami FL 11/2023 Present
  • 05/2016 → 11/2023
    Miami, FL
  • 02/2019 → 11/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 11/2023 → Present
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-24
S63 Uniform Securities Agent State Law Examination 2015-03-09
  • S65 Uniform Investment Adviser Law Examination
    2016-07-24
  • S63 Uniform Securities Agent State Law Examination
    2015-03-09

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor