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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-09-05
  • IA RA
    APPROVED
    Since 2025-09-05

Branch Locations

3390 Asbury Road, Dubuque, IA 52002 • United States

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-04-20
  • IA RA
    APPROVED
    Since 2018-04-20

Branch Locations

3390 Asbury Road, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Trust & Savings Bank Dubuque IA 04/2014 05/2017
Atcapital Management Dubuque IA 10/2015 05/2017
Hk Financial Services, Inc. Dubuque IA 04/2018 01/2021
Cottingham & Butler Insurance Agency Dubuque IA 06/2017 01/2018
Unemployed Dubuque IA 02/2018 03/2018
Avantax Planning Partners Dubuque IA 01/2021 Present
Avantax Advisory Services Dubuque IA 03/2021 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Dubuque IA 03/2025 09/2025
Avantax Investment Services Dubuque IA 08/2023 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2014 → 05/2017
    American Trust & Savings Bank
    Dubuque, IA
  • 10/2015 → 05/2017
    Atcapital Management
    Dubuque, IA
  • 04/2018 → 01/2021
    Hk Financial Services, Inc.
    Dubuque, IA
  • 06/2017 → 01/2018
    Cottingham & Butler Insurance Agency
    Dubuque, IA
  • 02/2018 → 03/2018
    Unemployed
    Dubuque, IA
  • 01/2021 → Present
    Avantax Planning Partners
    Dubuque, IA
  • 03/2021 → 09/2025
    Avantax Advisory Services
    Dubuque, IA
  • 03/2025 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Dubuque, IA
  • 08/2023 → 09/2025
    Avantax Investment Services
    Dubuque, IA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-03-22 → 2025-09-05
    Avantax Advisory Services
    Dubuque, IA
    Dallas, TX
  • 2015-01-26 → 2017-05-25
    Atcapital Management
    Dubuque, IA
Other Businesses

I am under consideration to be board member for Albrecht Acres located at 14837 Sherrill Rd, Sherrill, IA 52073. January 28, 2022 is when my name went up for consideration. This is not investment related. I would provide oversight and support. My time devoted would be be 1-5 hours per month during non-business hours. AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Agent NATURE: Avantax Insurance Entities for selling Avantax approved Insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/17/2025 ADDRESS: 3390 Asbury Road, Dubuque IA 52002, United States DESCRIPTION: Offer and sale of insurance products through Avantax Insurance Entities that are approved through Avantax featured partners.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-26
  • S65 Uniform Investment Adviser Law Examination
    2015-01-26
Designations
Other Names
  • Nick Michael Czeshinski
  • Nicholas Michael Czeshinski

View on SEC IAPD

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