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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-02-26
  • KS RA
    APPROVED
    Since 2026-02-26

Branch Locations

10975 Benson Drive Suite 350, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 11/2014 09/2021
Independent Wine Consultant Kansas City MO 07/2018 03/2020
Lpl Financial Home Office Shawnee KS 05/2021 09/2023
Lpl Financial Llc/ Dba Hill & Mitchell Group Liberty MO 05/2021 02/2025
Mid-American Wealth Advisory Group Kansas City MO 03/2025 07/2025
Mml Investors Services, Llc Overland Park KS 11/2025 Present
Massmutual Life Insurance Company Overlamd Park KS 11/2025 Present
Unemployed Grandview MO 07/2025 10/2025
St. Thomas More School Kansas City MO 09/2025 Present
  • 11/2014 → 09/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 07/2018 → 03/2020
    Independent Wine Consultant
    Kansas City, MO
  • 05/2021 → 09/2023
    Lpl Financial Home Office
    Shawnee, KS
  • 05/2021 → 02/2025
    Lpl Financial Llc/ Dba Hill & Mitchell Group
    Liberty, MO
  • 03/2025 → 07/2025
    Mid-American Wealth Advisory Group
    Kansas City, MO
  • 11/2025 → Present
    Overland Park, KS
  • 11/2025 → Present
    Massmutual Life Insurance Company
    Overlamd Park, KS
  • 07/2025 → 10/2025
    Unemployed
    Grandview, MO
  • 09/2025 → Present
    St. Thomas More School
    Kansas City, MO
Other Businesses

(1) NAME: NOTARY INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: PUBLIC NOTARY POSITION: PUBLIC NOTARY START DATE: 9/20/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: BONDED NOTARY - INDEPENDENT WORK (2) NAME: ST THOMAS MORE SCHOOL INV REL: N ADDR: 11822 HOLMES RD, KANSAS CITY, MO 64131 NATURE: SUBSTITUTING FOR TEACHERS AND STAFF WHEN THEY ARE ABSENT POSITION: SUBSTITUTE TEACHER START DATE: 9/20/2025 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 5 DUTIES: REPORT AS NEEDED TO THE SCHOOL TO COVER CLASSROOMS THAT HAS AN ABSENT TEACHER DUE TO ILLNESS OR VACATION

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-01-29
S65 Uniform Investment Adviser Law Examination 2025-09-08
  • S63 Uniform Securities Agent State Law Examination
    2026-01-29
  • S65 Uniform Investment Adviser Law Examination
    2025-09-08
Other Names
  • Elizabeth Marie Howard
  • Elizabeth Marie Gillenwater

View on SEC IAPD

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