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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-02-26 |
Branch Locations
10975 Benson Drive Suite 350, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Shawnee Mission | KS | 11/2014 | 09/2021 |
| Independent Wine Consultant | Kansas City | MO | 07/2018 | 03/2020 |
| Lpl Financial Home Office | Shawnee | KS | 05/2021 | 09/2023 |
| Lpl Financial Llc/ Dba Hill & Mitchell Group | Liberty | MO | 05/2021 | 02/2025 |
| Mid-American Wealth Advisory Group | Kansas City | MO | 03/2025 | 07/2025 |
| Mml Investors Services, Llc | Overland Park | KS | 11/2025 | Present |
| Massmutual Life Insurance Company | Overlamd Park | KS | 11/2025 | Present |
| Unemployed | Grandview | MO | 07/2025 | 10/2025 |
| St. Thomas More School | Kansas City | MO | 09/2025 | Present |
(1) NAME: NOTARY INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: PUBLIC NOTARY POSITION: PUBLIC NOTARY START DATE: 9/20/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: BONDED NOTARY - INDEPENDENT WORK (2) NAME: ST THOMAS MORE SCHOOL INV REL: N ADDR: 11822 HOLMES RD, KANSAS CITY, MO 64131 NATURE: SUBSTITUTING FOR TEACHERS AND STAFF WHEN THEY ARE ABSENT POSITION: SUBSTITUTE TEACHER START DATE: 9/20/2025 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 5 DUTIES: REPORT AS NEEDED TO THE SCHOOL TO COVER CLASSROOMS THAT HAS AN ABSENT TEACHER DUE TO ILLNESS OR VACATION
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-29 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-08 |
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