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James Christopher Pappas

Jcp Investment Management, LLC

Houston, TX

CRD 4858317

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Employer firm

Jcp Investment Management, LLC CRD 150635

$252M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Jcp Investment Management, Llc

1177 West Loop South Suite 1320, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-18
  • TX RA
    APPROVED
    Since 2011-01-18

Branch Locations

1177 West Loop South Suite 1320, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jcp Investment Management, Llc Houston TX 06/2009 Present
Previous Registrations
Other Businesses

MR. PAPPAS SPENDS APPROXIMATELY 5% OF HIS TIME AS A CONSULTANT FOR THE FAMILY BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-14
S63 Uniform Securities Agent State Law Examination 2006-09-29
  • S65 Uniform Investment Adviser Law Examination
    2009-05-14
  • S63 Uniform Securities Agent State Law Examination
    2006-09-29
Other Names
  • James C Pappas

View on SEC IAPD

Nearby Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL

Nearby Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS

Nearby Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX

More in Houston, TX

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