Jason Ray Berry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2020-01-10

KY RA
APPROVED

Since 2020-01-10

Branch Locations

Salem, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2014	01/2020
Lpl Financial Llc	Salem	KY	01/2020	Present

11/2014 → 01/2020

Edward Jones

St Louis, MO
01/2020 → Present

Lpl Financial Llc

Salem, KY

Previous Registrations

2015-03-06 → 2020-01-13

Edward Jones

Marion, KY

Salem, KY

St Louis, MO

Morganfield, KY

Other Businesses

1. 1/10/2020 - No Business Name - Not Investment Related - 375 Cecil Croft Rd, Salem, KY 42078-6858 - Other - Co-owner - Started 09/08/2015 - Co-owner of family cattle farm. 2. 3/20/2020 - Keystone Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/18/2020.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-10

S66 Uniform Combined State Law Examination

2015-01-10

View on SEC IAPD