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Preston T Brinkley

Wells Fargo Clearing Services, LLC

Cumming, GA

Atlanta, GA

Atlanta, GA

East Point, GA

Atlanta, GA

CRD 6416934

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-18
  • GA RA
    APPROVED
    Since 2024-01-18

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

3060 Peachtree Rd Nw Ste R22, Atlanta, GA 30305 • United States

2204 Peachtree Rd Nw [Peachtree Biscayne], Atlanta, GA 30309 • United States

876 Cleveland Ave, East Point, GA 30344 • United States

645 State St Nw [Tech Parkway], Atlanta, GA 30313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Atlanta GA 12/2014 01/2024
Wells Fargo Clearing Services, Llc Cumming GA 01/2024 Present
Previous Registrations
  • 2015-03-05 → 2024-01-31
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Smyrna, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Tucker, GA
    Atlanta, GA
    Atlanta, GA
    Fayetteville, GA
    Fayetteville, GA
    Marietta, GA
    Smyrna, GA
    Marietta, GA
    Marietta, GA
    Marietta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Orlando, FL
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-28
  • S66 Uniform Combined State Law Examination
    2015-02-28
Other Names
  • Preston Tramell Brinkley

View on SEC IAPD

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