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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-02-06 |
Branch Locations
155 Franklin Rd Ste 100, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa-Advisors, Llc | New York | NY | 12/2014 | 03/2018 |
| Valic Financial Advisors, Inc. | Nashville | TN | 03/2018 | 03/2024 |
| Agia | Houston | TX | 12/2022 | 03/2024 |
| Principal Life Insurance Company | Brentwood | TN | 01/2025 | Present |
| Principal Securities, Inc. | Brentwood | TN | 01/2025 | Present |
| Unemployed | Brentwood | TN | 04/2024 | 12/2024 |
**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 02/03/2025 ADDRESS: 155 Franklin Rd. Ste. 100, Brentwood TN 37027, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, and group benefits. **BNI POSITION: Visitor Host NATURE: Networking Group INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 06/23/2025 ADDRESS: 1749 Mallory Ln., Brentwood TN 37027, United States DESCRIPTION: Greeting visitors to chapter meetings, following up with visitors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-13 |
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