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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-02-06
  • TN RA
    APPROVED
    Since 2025-02-06

Branch Locations

155 Franklin Rd Ste 100, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa-Advisors, Llc New York NY 12/2014 03/2018
Valic Financial Advisors, Inc. Nashville TN 03/2018 03/2024
Agia Houston TX 12/2022 03/2024
Principal Life Insurance Company Brentwood TN 01/2025 Present
Principal Securities, Inc. Brentwood TN 01/2025 Present
Unemployed Brentwood TN 04/2024 12/2024
  • 12/2014 → 03/2018
    Axa-Advisors, Llc
    New York, NY
  • 03/2018 → 03/2024
    Nashville, TN
  • 12/2022 → 03/2024
    Agia
    Houston, TX
  • 01/2025 → Present
    Principal Life Insurance Company
    Brentwood, TN
  • 01/2025 → Present
    Brentwood, TN
  • 04/2024 → 12/2024
    Unemployed
    Brentwood, TN
Previous Registrations
Other Businesses

**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 02/03/2025 ADDRESS: 155 Franklin Rd. Ste. 100, Brentwood TN 37027, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, and group benefits. **BNI POSITION: Visitor Host NATURE: Networking Group INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 06/23/2025 ADDRESS: 1749 Mallory Ln., Brentwood TN 37027, United States DESCRIPTION: Greeting visitors to chapter meetings, following up with visitors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-13
  • S66 Uniform Combined State Law Examination
    2015-02-13
Other Names
  • Jaime Paul Walton
  • James Paul Walton
  • James Walton

View on SEC IAPD

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