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Robert A Read

Wells Fargo Clearing Services, LLC

Richmond, VA

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-31
VA RA APPROVED 2018-10-05
  • TX RA
    APPROVED
    Since 2018-10-31
  • VA RA
    APPROVED
    Since 2018-10-05

Branch Locations

1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Richmond VA 11/2014 Present
Oneamerica Securities Richmond VA 12/2014 08/2018
Wells Fargo Clearing Services, Llc Richmond VA 08/2018 Present
  • 11/2014 → Present
    American United Life
    Richmond, VA
  • 12/2014 → 08/2018
    Oneamerica Securities
    Richmond, VA
  • 08/2018 → Present
    Wells Fargo Clearing Services, Llc
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-05
S63 Uniform Securities Agent State Law Examination 2015-05-12
  • S65 Uniform Investment Adviser Law Examination
    2018-10-05
  • S63 Uniform Securities Agent State Law Examination
    2015-05-12
Other Names
  • Robert Read

View on SEC IAPD

Other Firms

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WEST TOWER GROUP, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

More in Richmond, VA

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