Colin Lee Roesler

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 12/2022
  Morgan Stanley
  Newport Beach, CA
• 02/2016 → 12/2022
  Morgan Stanley Private Bank, N.A
  New York, NY
• 01/2023 → 04/2024
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 01/2023 → 04/2024
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 05/2024 → 07/2025
  Bny Mellon
  Newport Beach, CA
• 07/2025 → Present
  Wealth Enhancement Advisory Services
  Coronado, CA
• 07/2025 → Present
  Wealth Enhancement Brokerage Services
  Coronado, CA
• 07/2025 → Present
  Wealth Enhancement Group
  Coronado, CA

Previous Registrations

• 2023-01-17 → 2024-04-06
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Los Angeles, CA
  Newport Beach, CA
  Los Angeles, CA
• 2016-04-13 → 2022-12-19
  Morgan Stanley
  Los Angeles, CA
  Newport Beach, CA

Other Businesses

1. WEALTH ENHANCEMENT ADVISORY SERVICES (WEAS) - IAR - START DATE 07/2025 - RIA FIRM USED FOR ADVISORY BASED BUSINESS - 160 HOURS SPENT PER MONTH WITH 130 HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2016-04-13

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Colin Roesler
• Colin L Roesler