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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-07-08
  • CO RA
    APPROVED
    Since 2020-07-08

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

600 South Cherry St Suite 801, Denver, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Arvada CO 11/2014 07/2020
New York Life Insurance Co Arvada CO 11/2014 07/2020
Eagle Strategies Llc Fort Collins CO 09/2017 07/2020
Aspen Grove Financial Strategies Llc Golden CO 11/2017 Present
Money Concepts Capital Corp Palm Beach Gardens FL 07/2020 Present
  • 11/2014 → 07/2020
    Nylife Securities Llc
    Arvada, CO
  • 11/2014 → 07/2020
    New York Life Insurance Co
    Arvada, CO
  • 09/2017 → 07/2020
    Fort Collins, CO
  • 11/2017 → Present
    Aspen Grove Financial Strategies Llc
    Golden, CO
  • 07/2020 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

1. OPERATING UNDER THE DBA NAME OF ASPEN GROVE FINANCIAL STRATEGIES LLC FOR OWNER, PARTNER. MARKETING AND TAX PURPOSES. ASSOCIATE; GOLDEN, CO; START DATE: 05/01/2017] 160 HRS PER MONTH. 160 HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-31
S63 Uniform Securities Agent State Law Examination 2016-12-06
  • S66 Uniform Combined State Law Examination
    2017-07-31
  • S63 Uniform Securities Agent State Law Examination
    2016-12-06
Designations
  • Certified Financial Planner
Other Names
  • Michael Stanton Denison
  • Michael Denison

View on SEC IAPD

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