Richard Gene Gallagher

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 11/2016
  Montage Investments
  Leawood, KS
• 01/2013 → 06/2017
  Montage Securities, Llc
  Leawood, KS
• 11/2016 → 04/2020
  Tortoise Investment Partners, Llc
  Leawood, KS
• 07/2017 → 04/2020
  Tortoise Securities
  Leawood, KS
• 04/2020 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 09/2021 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2016-11-17 → 2020-04-07
  Tortoiseecofin Investments Partners, Llc
  Leawood, KS
  Overland Park, KS
• 2013-08-02 → 2016-11-17
  Montage Investments, Llc
  Leawood, KS

Exams

• S66 Uniform Combined State Law Examination
  2013-06-08

Other Names

• Rickey Gene Gallagher