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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2017-12-15 |
| TX | RA | APPROVED | 2017-12-15 |
Branch Locations
530 North College Avenue, Fayetteville, AR 72701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Fayetteville | AR | 01/2013 | 12/2017 |
| Independent Financial Group, Llc | Fayetteville | AR | 12/2017 | Present |
(1) ASSOCIATED INSURANCE SERVICES POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2014 ADDRESS: 530 North College Avenue, Fayetteville AR 72701, United States DESCRIPTION: TPA FOR ASSOCIATED INSURANCE SERVICES OFFERING ADMINISTRATIVE SERVICES (2) WEBB AND ASSOCIATES FINANCIAL GROUP POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 02/01/2014 ADDRESS: 530 North College Avenue, Fayetteville AR 72701, United States DESCRIPTION: INVESTMENT ADVISER REPRESENTATIVE AND REGISTERED REP FOR DBA WEBB & ASSOCIATES FINANCIAL GROUP USED FOR MARKETING PURPOSES. (3) WEBB & ASSOCIATES POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2014 Address: DESCRIPTION: AR INSURANCE AGENT AT DBA WEBB & ASSOCIATES OFFERING VARIOUS INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-16 |
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