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Darren Ray Smith

J.P. Morgan Securities LLC

Monroe, LA

Monroe, LA

West Monroe, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-23
LA RA APPROVED 2023-07-03
  • TX RA
    APPROVED
    Since 2023-08-23
  • LA RA
    APPROVED
    Since 2023-07-03

Branch Locations

111 Old Bastrop Road, Monroe, LA 71202 • United States

1101 North 18Th Street, Monroe, LA 71201 • United States

131 Thomas Road, West Monroe, LA 71291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, Na Ruston LA 08/2012 07/2023
J.P. Morgan Securities Llc Ruston LA 01/2019 07/2023
Jpmorgan Chase Bank, N.A. West Monroe LA 08/2023 Present
J.P. Morgan Securities Llc West Monroe LA 08/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-07
S63 Uniform Securities Agent State Law Examination 2013-05-06
  • S66 Uniform Combined State Law Examination
    2023-06-07
  • S63 Uniform Securities Agent State Law Examination
    2013-05-06
Other Names
  • Darren Smith

View on SEC IAPD

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