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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2016-06-16 |
Branch Locations
572 Titus Ave, Rochester, NY 14617 • United States
499 Chestnut Street [Satellite], Cedarhurst, NY 11516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Long Beach | NY | 06/2016 | Present |
152 ASSOCIATES; INVESTMENT RELATED; FAR ROCKAWAY,NY; 100% OWNERSHIP; START DATE 03/16/2020; NUMBER OF HOURS PER MONTH 240; NUMBER OF HOURS DURING TRADING 6; OWNER OF FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-18 |
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