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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-12-05
DC RA APPROVED 2025-11-21
MA RA APPROVED 2025-11-13
OR RA APPROVED 2025-10-28
AZ RA APPROVED 2025-10-10
AR RA APPROVED 2025-10-01
AK RA APPROVED 2025-09-23
KY RA APPROVED 2025-09-23
MN RA APPROVED 2025-09-23
MT RA APPROVED 2025-09-23
SC RA APPROVED 2025-09-23
MI RA APPROVED 2025-09-22
ND RA APPROVED 2025-09-22
OK RA APPROVED 2025-09-22
WV RA APPROVED 2025-09-22
WY RA APPROVED 2025-09-22
CO RA APPROVED 2025-09-19
CT RA APPROVED 2025-09-19
GA RA APPROVED 2025-09-19
HI RA APPROVED 2025-09-19
IL RA APPROVED 2025-09-19
IN RA APPROVED 2025-09-19
IA RA APPROVED 2025-09-19
ME RA APPROVED 2025-09-19
NV RA APPROVED 2025-09-19
NH RA APPROVED 2025-09-19
NM RA APPROVED 2025-09-19
NC RA APPROVED 2025-09-19
PA RA APPROVED 2025-09-19
RI RA APPROVED 2025-09-19
SD RA APPROVED 2025-09-19
TX RA APPROVED_RES 2025-09-19
VA RA APPROVED 2025-09-19
VI RA APPROVED 2025-09-19
AL RA APPROVED 2025-09-18
CA RA APPROVED 2025-09-18
DE RA APPROVED 2025-09-18
ID RA APPROVED 2025-09-18
KS RA APPROVED 2025-09-18
LA RA APPROVED 2025-09-18
MD RA APPROVED 2025-09-18
MS RA APPROVED 2025-09-18
MO RA APPROVED 2025-09-18
NE RA APPROVED 2025-09-18
NJ RA APPROVED 2025-09-18
NY RA APPROVED 2025-09-18
OH RA APPROVED 2025-09-18
UT RA APPROVED 2025-09-18
VT RA APPROVED 2025-09-18
WA RA APPROVED 2025-09-18
WI RA APPROVED 2025-09-18
FL RA APPROVED 2023-06-01
  • PR RA
    APPROVED
    Since 2025-12-05
  • DC RA
    APPROVED
    Since 2025-11-21
  • MA RA
    APPROVED
    Since 2025-11-13
  • OR RA
    APPROVED
    Since 2025-10-28
  • AZ RA
    APPROVED
    Since 2025-10-10
  • AR RA
    APPROVED
    Since 2025-10-01
  • AK RA
    APPROVED
    Since 2025-09-23
  • KY RA
    APPROVED
    Since 2025-09-23
  • MN RA
    APPROVED
    Since 2025-09-23
  • MT RA
    APPROVED
    Since 2025-09-23
  • SC RA
    APPROVED
    Since 2025-09-23
  • MI RA
    APPROVED
    Since 2025-09-22
  • ND RA
    APPROVED
    Since 2025-09-22
  • OK RA
    APPROVED
    Since 2025-09-22
  • WV RA
    APPROVED
    Since 2025-09-22
  • WY RA
    APPROVED
    Since 2025-09-22
  • CO RA
    APPROVED
    Since 2025-09-19
  • CT RA
    APPROVED
    Since 2025-09-19
  • GA RA
    APPROVED
    Since 2025-09-19
  • HI RA
    APPROVED
    Since 2025-09-19
  • IL RA
    APPROVED
    Since 2025-09-19
  • IN RA
    APPROVED
    Since 2025-09-19
  • IA RA
    APPROVED
    Since 2025-09-19
  • ME RA
    APPROVED
    Since 2025-09-19
  • NV RA
    APPROVED
    Since 2025-09-19
  • NH RA
    APPROVED
    Since 2025-09-19
  • NM RA
    APPROVED
    Since 2025-09-19
  • NC RA
    APPROVED
    Since 2025-09-19
  • PA RA
    APPROVED
    Since 2025-09-19
  • RI RA
    APPROVED
    Since 2025-09-19
  • SD RA
    APPROVED
    Since 2025-09-19
  • TX RA
    APPROVED_RES
    Since 2025-09-19
  • VA RA
    APPROVED
    Since 2025-09-19
  • VI RA
    APPROVED
    Since 2025-09-19
  • AL RA
    APPROVED
    Since 2025-09-18
  • CA RA
    APPROVED
    Since 2025-09-18
  • DE RA
    APPROVED
    Since 2025-09-18
  • ID RA
    APPROVED
    Since 2025-09-18
  • KS RA
    APPROVED
    Since 2025-09-18
  • LA RA
    APPROVED
    Since 2025-09-18
  • MD RA
    APPROVED
    Since 2025-09-18
  • MS RA
    APPROVED
    Since 2025-09-18
  • MO RA
    APPROVED
    Since 2025-09-18
  • NE RA
    APPROVED
    Since 2025-09-18
  • NJ RA
    APPROVED
    Since 2025-09-18
  • NY RA
    APPROVED
    Since 2025-09-18
  • OH RA
    APPROVED
    Since 2025-09-18
  • UT RA
    APPROVED
    Since 2025-09-18
  • VT RA
    APPROVED
    Since 2025-09-18
  • WA RA
    APPROVED
    Since 2025-09-18
  • WI RA
    APPROVED
    Since 2025-09-18
  • FL RA
    APPROVED
    Since 2023-06-01

Branch Locations

1450 Brickell Avenue Suite 1710, Miami, FL 33131 • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Miami FL 10/2012 09/2022
Bbva Securities Inc. Miami FL 05/2013 09/2022
Bbva Wealth Solutions Inc. Miami FL 11/2013 09/2022
Pnc Investments Pittsburgh PA 09/2021 09/2022
Jefferies Llc Miami FL 10/2022 Present
Jefferies Investment Advisers Llc Miami FL 05/2023 Present
  • 10/2012 → 09/2022
    Compass Bank
    Miami, FL
  • 05/2013 → 09/2022
    Bbva Securities Inc.
    Miami, FL
  • 11/2013 → 09/2022
    Bbva Wealth Solutions Inc.
    Miami, FL
  • 09/2021 → 09/2022
    Pnc Investments
    Pittsburgh, PA
  • 10/2022 → Present
    Jefferies Llc
    Miami, FL
  • 05/2023 → Present
    Miami, FL
Previous Registrations
  • 2023-02-17 → 2023-08-14
    Miami, FL
    New York, NY
  • 2013-12-16 → 2022-10-04
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2021-09-21 → 2022-10-04
    Pittsburgh, PA
    Miami, FL
    Miami, FL
  • 2013-12-16 → 2021-12-31
    Pnc Managed Account Solutions, Inc.
    Miami, FL
Other Businesses

1)UBREAKIFIX POSITION: LLC Member NATURE: Electronic Devices Repair. Phones, Tablet, PC, Game Consoles INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2017 ADDRESS: 2101 Ponce de Leon, Coral Gables FL 33134, United States DESCRIPTION: Member of the LLC, Passive 2)HOUSE RENT POSITION: owner NATURE: rent a property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: av angmos oeste 1630, departamento 202, lima 28 , Peru DESCRIPTION: just sign the annual contrat the name of the other business; Land development whether the business is investment-related; no the address of the other business; The land is located in KM 47 of the highway Panamericana Sur, Distrito de San Bartolo, in Lima Peru the nature of the other business; A piece of land bought in 2011. We are looking for a partner who has the knowledge and the capacity of developing the land your position; Proprietor title, or relationship with the other business; Proprietor the start date of your relationship; 7/11/2011 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; me and my wife have 20% of participation in the real estate investment "Name of the other business: Bought a piece of Land in Panamericana Sur KM 47 Distrito de San Bartolo, Lima Peru Whether the business is investment-related: No Nature of the other business: There is no business. A piece of land bought in 2011. We are looking for a partner who has the knowledge and the capacity of developing the land Your position/title/relationship: Proprietor Start date of your relationship: 07/11/2011 Approximate number of hours/month devoted: 0 Number of hours during securities trading hours: 0 Briefly describe your duties: me and my wife have 20% of participation in the real estate investment"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-07
  • S66 Uniform Combined State Law Examination
    2013-11-07
Other Names
  • Andres Jose Ricketts
  • Andres J Ricketts
  • Andres J Ricketts Bustamante

View on SEC IAPD

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