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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-04 |
| IL | RA | APPROVED | 2012-01-17 |
Branch Locations
111 Center Street, Little Rock, AR 72201 • United States
Antioch, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Evanston | IL | 01/2012 | 04/2022 |
| Stephens Inc. | Evanston | IL | 04/2022 | Present |
FAITH EVANGELICAL LUTHERAN CHURCH/FAITH EVANGELICAL LUTHERAN SCHOOL - 1275 Main Street, Antioch, IL - not investment related - Authorized signatory - January 2018 - Church/School - 2 hours per week devoted to the other business - 0 hours per week devoted during securities trading hours; FOOD SERVICE DELIVERY - 1172 Kimberly Lane, Antioch, IL - Not investment related - Independent Contractor - food deliveries for Uber Eats, Grub Hub, DoorDash - February 2024 - 20 to 30 hours per month devoted to the other business - 0 hours devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-31 |
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