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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-02-13 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Distributors Llc | Denver | CO | 01/2013 | 03/2019 |
| Janus Management Holdings Corp | Denver | CO | 01/2013 | 03/2019 |
| Wintrust Investments Llc | Chicago | IL | 03/2019 | 08/2021 |
| Ifs Financial Services | Cincinnati | OH | 09/2021 | Present |
| Touchstone Securities Inc | Cincinnati | OH | 09/2021 | Present |
Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. Club Quatty LLC; Not investment related; 4119 Shoshone St., Denver, CO 80211; Rental income from past residence that is now being rented out.; Owner; Start Date: 03/01/2026; Approximate number of hours per month devoted to other business 5 hours; 0 hours during securities trading hours; Own the LLC which will receive the rental income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-23 |
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