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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-14 |
| TX | RA | APPROVED | 2023-06-14 |
Branch Locations
830 N. Michigan Avenue, Chicago, IL 60611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Chicago | IL | 12/2012 | 04/2023 |
| Jpmorgan Chase Bank | Chicago | IL | 06/2012 | 04/2023 |
| Ravara Group Llc | Chicago | IL | 02/2022 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 04/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 04/2023 | Present |
Effective 4/16/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Entity Name: Ravara Group LLC Investment related: No "Address: Chicago IL 60613" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/22/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company owns a property and I will be renting out the property to tenants. I will collect rent and fees from the tenants to pay for the mortgage and for any upkeep and maintenance cost associated with the building.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-01 |
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