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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-14
TX RA APPROVED 2023-06-14
  • IL RA
    APPROVED
    Since 2023-06-14
  • TX RA
    APPROVED
    Since 2023-06-14

Branch Locations

Chicago, IL • United States

830 N. Michigan Avenue, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 12/2012 04/2023
Jpmorgan Chase Bank Chicago IL 06/2012 04/2023
Ravara Group Llc Chicago IL 02/2022 Present
J.P. Morgan Securities Llc Chicago IL 04/2023 Present
Jpmorgan Chase Bank, N.A. Chicago IL 04/2023 Present
  • 12/2012 → 04/2023
    Jpmorgan Securities Llc
    Chicago, IL
  • 06/2012 → 04/2023
    Jpmorgan Chase Bank
    Chicago, IL
  • 02/2022 → Present
    Ravara Group Llc
    Chicago, IL
  • 04/2023 → Present
    Chicago, IL
  • 04/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Other Businesses

Effective 4/16/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Entity Name: Ravara Group LLC Investment related: No "Address: Chicago IL 60613" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/22/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company owns a property and I will be renting out the property to tenants. I will collect rent and fees from the tenants to pay for the mortgage and for any upkeep and maintenance cost associated with the building.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-14
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2023-06-14
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01
Other Names
  • John F Ravara
  • John Filmore Ravara

View on SEC IAPD

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