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Jeffrey Louis Daniels

Ubs Financial Services Inc.

Mt. Laurel, NJ

CRD 6150970

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-08-18
NJ RA APPROVED 2021-07-29
TX RA APPROVED 2021-07-22
  • VA RA
    APPROVED
    Since 2022-08-18
  • NJ RA
    APPROVED
    Since 2021-07-29
  • TX RA
    APPROVED
    Since 2021-07-22

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mount Laurel NJ 01/2014 07/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2021
Ubs Financial Services, Inc. Mt. Laurel NJ 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-19
S63 Uniform Securities Agent State Law Examination 2013-05-20
  • S65 Uniform Investment Adviser Law Examination
    2014-02-19
  • S63 Uniform Securities Agent State Law Examination
    2013-05-20
Other Names
  • Jeffrey L. Daniels

View on SEC IAPD

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